Alec J Murray
Also appears in the source record as: Alec Joseph Murray; Alec Murray
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Inactive
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (1)
- Massachusetts
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Captrust
- Firm CRD
- 175112
- SEC number
- 801-62193
- Assets under management
- $1.2T as of May 27, 2026
- Website
- www.linkedin.com/COMPANY/CAPTRUST ↗
- Phone
- 919-870-6822
- Firm location
- Raleigh, NC, 27609
Employment history (11)
From the source registration record · current first
-
Feb 14, 2025 → present
-
Capfinancial Securities, LLC.BD capacityFeb 3, 2025 → Feb 24, 2025
-
Financial Foundations, Inc.IA capacityMar 8, 2022 → Feb 6, 2025
-
Commonwealth Financial NetworkBD capacityJun 4, 2019 → Feb 4, 2025
-
Commonwealth Financial NetworkIA capacityJun 4, 2019 → Feb 4, 2025
-
Edward JonesBD capacityAug 4, 2016 → Apr 23, 2019
-
Edward JonesIA capacityAug 4, 2016 → Apr 23, 2019
-
J.P. Morgan Securities LLCBD capacityNov 20, 2014 → Aug 1, 2016
-
J.P. Morgan Securities LLCIA capacityNov 20, 2014 → Aug 1, 2016
-
Edward JonesIA capacityFeb 14, 2013 → Nov 5, 2014
-
Edward JonesBD capacityJan 16, 2013 → Nov 5, 2014
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.