Abhay R. Nair

CRD 5819511 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Abhay Raveendran Nair; Abhay Nair

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 9SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5819511 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Katy, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Katy, TX · BD capacity

Nov 9, 2022 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 18, 2022 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 22, 2019 → Jul 14, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 18, 2019 → Jul 14, 2022
Td Ameritrade, Inc.
IA capacity

Mar 14, 2018 → Oct 23, 2018
Td Ameritrade Investment Management, LLC
IA capacity

Mar 14, 2018 → Oct 23, 2018
Td Ameritrade, Inc.
BD capacity

Feb 26, 2018 → Oct 23, 2018
Scottrade Investment Management
IA capacity

Jun 17, 2017 → Mar 14, 2018
Scottrade, Inc.
BD capacity

Oct 21, 2011 → Feb 26, 2018

Source & corrections

Where this page comes from

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