Jennifer Lee

CRD 5825191 · Wells Fargo Advisors · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Jennifer Kyong-Un Lee; Jennifer Un Lee; Jennifer Lee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (4): Arizona · California · Georgia · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
Los Angeles, CA · IA capacity

Jun 27, 2023 → Jan 8, 2025
Citigroup Global Markets Inc.
Los Angeles, CA · BC capacity

Jun 27, 2023 → Jan 8, 2025
J.P. Morgan Securities LLC
Los Angeles, CA · IA capacity

Nov 14, 2018 → Jun 21, 2023
J.P. Morgan Securities LLC
Los Angeles, CA · BC capacity

Nov 14, 2018 → Jun 21, 2023
Mirae Asset Wealth Management (USA) Inc.
Los Angeles, CA · IA capacity

Oct 5, 2015 → Oct 30, 2018
Mirae Asset Wealth Management (USA) Inc.
Los Angeles, CA · BC capacity

Oct 5, 2015 → Oct 30, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Beverly Hills, CA · IA capacity

Mar 8, 2012 → Oct 1, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Beverly Hills, CA · BC capacity

Mar 6, 2012 → Oct 1, 2015
Chase Investment Services Corp.
Los Angeles, CA · IA capacity

Nov 23, 2011 → Feb 22, 2012
Chase Investment Services Corp.
Los Angeles, CA · BC capacity

Nov 23, 2011 → Feb 22, 2012
Axa Advisors, LLC
Los Angeles, CA · IA capacity

Dec 6, 2010 → Jun 2, 2011
Axa Advisors, LLC
Los Angeles, CA · BC capacity

Oct 21, 2010 → Jun 2, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5825191 ↗ FINRA BrokerCheck record for CRD 5825191 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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