Cristian A. Nochez

CRD 5826444 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Santa Monica, CA

IA RegisteredBroker

Also appears in the source record as: Cristian Alexander Noches; Cristian Alex Nochez; Cristian Alexander Nochez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 7Series 66
Registered states (7): Arizona · California · Florida · Nevada · Oregon · Texas · Washington
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (4)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Santa Monica, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Santa Monica, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
Los Angeles, CA · IA capacity

Oct 15, 2012 → Apr 16, 2014
Wells Fargo Advisors, LLC
Los Angeles, CA · BC capacity

Sep 24, 2012 → Apr 16, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5826444 ↗ FINRA BrokerCheck record for CRD 5826444 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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