Gonzalo E Pizarro
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (13)
- District Of Columbia · Maryland · Massachusetts · Minnesota · Missouri · North Carolina · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Virginia · West Virginia
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (6)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Hsbc Securities (USA) Inc.Washington Dc, DC · IA capacityMay 23, 2016 → Dec 26, 2025
-
Hsbc Securities (USA) Inc.Washington Dc, DC · BC capacityMay 13, 2016 → Dec 26, 2025
-
Axa Advisors, LLCFalls Church, VA · IA capacityJan 25, 2011 → Jul 18, 2012
-
Axa Advisors, LLCFalls Church, VA · BC capacityOct 27, 2010 → Jul 18, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.