Richard Debrocco

CRD 5834400 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Richard A Debrocco; Richard Anthony Debrocco; Rickey Debrocco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (1): Pennsylvania
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Glenside, PA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Abington, PA · IA capacity

Oct 14, 2022 → Nov 16, 2025
J.P. Morgan Securities LLC
Abington, PA · BC capacity

Oct 14, 2022 → Nov 16, 2025
Citizens Securities, Inc.
Southampton, PA · IA capacity

Feb 22, 2021 → Sep 30, 2022
Citizens Securities, Inc.
Southampton, PA · BC capacity

Feb 22, 2021 → Sep 30, 2022
Advice And Planning Services
Philadelphia, PA · IA capacity

Dec 11, 2017 → Nov 13, 2020
Tiaa-Cref Individual & Institutional Services, LLC
Philadelphia, PA · BC capacity

Oct 23, 2017 → Nov 13, 2020
Vanguard Marketing Corporation
Malvern, PA · BC capacity

Sep 16, 2013 → Oct 18, 2017
Wells Fargo Advisors, LLC
Philadelphia, PA · BC capacity

Sep 11, 2012 → Aug 19, 2013
Pruco Securities, LLC.
Naperville, IL · BC capacity

Aug 30, 2010 → Jun 19, 2012

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5834400 ↗ FINRA BrokerCheck record for CRD 5834400 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.