Stephanie Griffith Lyman

CRD 5835163 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Charlottesville, VA

IA RegisteredBroker

Also appears in the source record as: Stephanie Nicole Griffith N/A; Stephanie Nicole Griffith; Stephanie G. Lyman; Stephanie Lyman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 66
Registered states (4): New York · North Carolina · Texas · Virginia
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5835163 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (5)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlottesville, VA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlottesville, VA · BC capacity

start not retrieved → present
Suntrust Advisory Services LLC
Charlottesville, VA · IA capacity

Sep 19, 2016 → Nov 22, 2016
Suntrust Investment Services, Inc.
Charlottesville, VA · IA capacity

Aug 28, 2014 → Nov 22, 2016
Suntrust Investment Services, Inc.
Charlottesville, VA · BC capacity

Jul 17, 2014 → Nov 22, 2016

Source & corrections

Where this page comes from

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