Mara Victoria Shiffman

CRD 5847969 · Fidelity Brokerage Services LLC · Troy, MI

IA RegisteredBroker

Also appears in the source record as: Mara Victoria Georgouses

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 7Series 66Series 63
Registered states (10): Alabama · California · Florida · Illinois · Michigan · New Jersey · New York · Ohio · Pennsylvania · South Carolina
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Troy, MI · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Troy, MI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Farmington, MI · IA capacity

Mar 30, 2022 → Mar 31, 2025
Kingswood Capital Partners, LLC
San Diego, CA · BC capacity

Oct 6, 2021 → May 6, 2022
Northern Lights Distributors, LLC
Elkhorn, NE · BC capacity

Jul 9, 2018 → Oct 4, 2019
Motif
San Mateo, CA · BC capacity

Nov 29, 2017 → May 7, 2018
J.P. Morgan Institutional Investments Inc.
New York, NY · BC capacity

Feb 20, 2014 → Nov 27, 2017
New England Securities
Northbrook, IL · BC capacity

Oct 27, 2010 → Feb 17, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5847969 ↗ FINRA BrokerCheck record for CRD 5847969 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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