Mozart Prudent

CRD 5850021 · J.P. Morgan Prime Inc. · New York, NY

BrokerRegistration inactive

Also appears in the source record as: Mozart Moy Prudent; Mozart M Prudent

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (10): Series 57TOSeries 52TOSeries 79TOSIESeries 7Series 53Series 4Series 24Series 65Series 63
Registered states (1): New York
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Prime Inc.
Firm CRD: 282107
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Prime Inc.Current
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
New York, NY · IA capacity

Nov 16, 2023 → Feb 11, 2026
Coastal Investment Advisors
Wilmington, DE · IA capacity

Jun 21, 2019 → Oct 30, 2023
Coastal Equities, Inc.
New York, NY · BC capacity

Apr 24, 2014 → Oct 30, 2023
John Carris Investments LLC
Hoboken, NJ · BC capacity

Jan 4, 2011 → May 23, 2014
Garden State Securities, Inc.
Hackensack, NJ · BC capacity

Oct 7, 2010 → Dec 10, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5850021 ↗ FINRA BrokerCheck record for CRD 5850021 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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