Carrie Lee

CRD 5854436 · Fidelity Brokerage Services LLC · New York City, NY

IA RegisteredBroker

Also appears in the source record as: Carrie Jean Lee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (7): Connecticut · Florida · Kansas · New Jersey · New York · Pennsylvania · Texas
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
New York City, NY · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
New York City, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
New York City, NY · IA capacity

Oct 4, 2023 → Mar 31, 2025
E*trade Securities LLC
New York, NY · BC capacity

Dec 16, 2014 → Aug 21, 2023
E*trade Capital Management, LLC
New York, NY · IA capacity

Jul 29, 2015 → Aug 18, 2023
Morgan Stanley
New York, NY · BC capacity

Mar 24, 2023 → Aug 17, 2023
Quasar Distributors, LLC
Portland, ME · BC capacity

Jan 2, 2013 → Jun 10, 2014
Edward Jones
St. Louis, MO · IA capacity

Dec 7, 2010 → Jan 11, 2011
Edward Jones
St. Louis, MO · BC capacity

Nov 19, 2010 → Jan 11, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5854436 ↗ FINRA BrokerCheck record for CRD 5854436 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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