Michael Osborn

CRD 5855809 · Wells Fargo Advisors · Melbourne, FL

IA RegisteredBroker

Also appears in the source record as: Michael Carl Osborn Jr.; Michael Carl Osborn; Michael C. Osborn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (16): Colorado · Florida · Illinois · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Oregon · South Carolina · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5855809 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Melbourne, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Melbourne, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Melbourne, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Oconomowoc, WI · IA capacity

Jan 29, 2013 → Jun 10, 2020
J.P. Morgan Securities LLC
Oconomowoc, WI · BC capacity

Jan 29, 2013 → Jun 10, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Laguna Niguel, CA · IA capacity

Aug 22, 2011 → Dec 4, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Laguna Niguel, CA · BC capacity

Aug 19, 2011 → Dec 4, 2012
Morgan Stanley Smith Barney LLC
Laguna Niguel, CA · IA capacity

Jan 10, 2011 → Sep 9, 2011
Morgan Stanley Smith Barney
Laguna Niguel, CA · BC capacity

Dec 15, 2010 → Sep 9, 2011

Source & corrections

Where this page comes from

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