Ryan Christopher Herrera

CRD 5857180 · Fidelity Brokerage Services LLC · Berkeley, CA

IA RegisteredBroker

Also appears in the source record as: Ryan C Herrera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (24): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Maine · Maryland · Massachusetts · Minnesota · Nevada · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Vermont · Washington
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
San Francisco, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
San Francisco, CA · BD capacity

May 5, 2016 → present
Fidelity Brokerage Services LLCCurrent
Berkeley, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

May 16, 2016 → Jul 13, 2018
Td Ameritrade, Inc.
BD capacity

Apr 22, 2013 → May 11, 2016
Td Ameritrade, Inc.
IA capacity

Apr 22, 2013 → May 11, 2016
Amerivest Investment Management, LLC
IA capacity

Apr 22, 2013 → May 11, 2016
T. Rowe Price Investment Services, Inc.
BD capacity

Nov 2, 2011 → Apr 19, 2013
T. Rowe Price Advisory Services, Inc.
IA capacity

Nov 2, 2011 → Apr 19, 2013
Wells Fargo Advisors, LLC
IA capacity

Dec 23, 2010 → Oct 25, 2011
Wells Fargo Advisors, LLC
BD capacity

Dec 1, 2010 → Oct 25, 2011

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5857180 ↗ FINRA BrokerCheck record for CRD 5857180 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.