Randal E Hagen

CRD 5861550 · Captrust · Saratoga Springs, NY

IA RegisteredRegistration inactive

Also appears in the source record as: Randal Earl Hagen; Randal Hagen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 6
Registered states (1): New York
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (16)

From the source registration record · current first

CaptrustCurrent
Saratoga Springs, NY · IA capacity

Aug 14, 2025 → present
Lpl Enterprise, LLC
BD capacity

Nov 14, 2024 → Aug 7, 2025
Lpl Enterprise, LLC
IA capacity

Nov 14, 2024 → Aug 7, 2025
Pruco Securities, LLC.
BD capacity

Dec 8, 2021 → Nov 14, 2024
Prudential Financial Planning Services
IA capacity

Dec 8, 2021 → Nov 14, 2024
Mml Investors Services, LLC
IA capacity

Feb 9, 2021 → Dec 8, 2021
Mml Investors Services, LLC
BD capacity

Jan 21, 2021 → Dec 8, 2021
Transamerica Retirement Advisors, LLC
IA capacity

Jun 10, 2019 → Dec 31, 2020
Transamerica Investors Securities Corporation
BD capacity

Jun 6, 2019 → Dec 31, 2020
Allstate Financial Advisors, LLC
IA capacity

Jan 10, 2019 → Jun 3, 2019
Allstate Financial Services, LLC
BD capacity

Jan 7, 2019 → Jun 3, 2019
Valic Financial Advisors, Inc.
IA capacity

Mar 28, 2016 → Jan 26, 2017
Valic Financial Advisors, Inc.
BD capacity

Dec 21, 2015 → Jan 26, 2017
Transamerica Investors Securities Corporation
BD capacity

Nov 6, 2014 → May 18, 2015
Lincoln Financial Advisors Corporation
BD capacity

Apr 18, 2012 → Sep 29, 2014
Pruco Securities, LLC.
BD capacity

Nov 18, 2010 → Apr 9, 2012

Source & corrections

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