Sean Reardon
Also appears in the source record as: Sean Patrick Reardon; Sean Reardon
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 7Series 6
- Registered states (13)
- Alaska · Arizona · California · Florida · Idaho · Louisiana · Nevada · New York · North Carolina · Oregon · Texas · Virginia · Washington
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 5866819 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (9)
From the source registration record · current first
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Mar 31, 2025 → present
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May 4, 2023 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityMay 12, 2023 → Mar 31, 2025
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Wells Fargo Clearing Services, LLCIA capacityAug 31, 2015 → Mar 29, 2023
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Wells Fargo Clearing Services, LLCBD capacityAug 28, 2015 → Mar 29, 2023
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Aug 28, 2012 → Dec 19, 2014
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Apr 5, 2012 → Dec 19, 2014
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Country Capital Management CompanyBD capacityJun 27, 2011 → Jan 11, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.