Patrick Lee

CRD 5869861 · Fidelity Brokerage Services LLC · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: Patrick Pak Chun Lee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (28): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Los Gatos, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Los Gatos, CA · BD capacity

Oct 20, 2017 → present
Fidelity Brokerage Services LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Oct 27, 2017 → Jul 13, 2018
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
IA capacity

Nov 14, 2013 → Oct 16, 2017
Bancwest Investment Services, Inc.
BD capacity

Nov 13, 2013 → Oct 16, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 14, 2011 → Nov 6, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 13, 2011 → Nov 6, 2013

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5869861 ↗ FINRA BrokerCheck record for CRD 5869861 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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