Francesco Biasi

CRD 5872488 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Indian Wells, CA

IA RegisteredBroker

Also appears in the source record as: Francesco Piero Biasi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (35): Alabama · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Kansas · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indian Wells, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indian Wells, CA · BC capacity

start not retrieved → present
Prudential Financial Planning Services
Sherman Oaks, CA · IA capacity

Apr 20, 2022 → Mar 1, 2024
Pruco Securities, LLC.
Sherman Oaks, CA · BC capacity

Apr 19, 2022 → Mar 1, 2024
Lpl Financial LLC
Lancaster, CA · BC capacity

Sep 29, 2021 → Apr 21, 2022
Householder Group Estate & Retirement Specialists
Lancaster, CA · IA capacity

Nov 8, 2021 → Apr 19, 2022
Morgan Stanley
Palm Desert, CA · IA capacity

Mar 2, 2016 → Oct 12, 2016
Morgan Stanley
Palm Desert, CA · BC capacity

Mar 2, 2016 → Oct 12, 2016
H.D. Vest Advisory Services, Inc
Palm Desert, CA · IA capacity

Jul 1, 2015 → Mar 11, 2016
Hd Vest Investment Services
Palm Desert, CA · BC capacity

Jun 30, 2015 → Mar 11, 2016
Transamerica Financial Advisors, Inc.
Temecula, CA · IA capacity

Aug 8, 2013 → Jul 17, 2015
Transamerica Financial Advisors, Inc
Temecula, CA · BC capacity

Aug 8, 2013 → Jul 17, 2015
Western International Securities
Pasadena, CA · IA capacity

Apr 10, 2012 → Aug 6, 2013
Western International Securities, Inc.
Pasadena, CA · BC capacity

Dec 16, 2010 → Aug 6, 2013

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5872488 ↗ FINRA BrokerCheck record for CRD 5872488 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.