John Lee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

Series 7TOSIESeries 7Series 66

Registered states (12)

Arizona · California · Kentucky · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Texas · Washington

Years in the industry (source record)

14

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (20)

From the source registration record · current first

• Edward JonesCurrent

  Los Altos, CA · BC capacity
  start not retrieved → present
• Edward JonesCurrent

  Los Altos, CA · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  Los Altos, CA · IA capacity
  start not retrieved → present
• Facet

  Fremont, CA · IA capacity
  Jun 20, 2023 → Jun 14, 2024
• Cerity Partners LLC

  Los Altos, CA · IA capacity
  Apr 18, 2022 → Jan 4, 2023
• Mariner Wealth Advisors

  Danville, CA · IA capacity
  Feb 2, 2021 → Mar 31, 2022
• Msec, LLC

  Danville, CA · BC capacity
  Feb 2, 2021 → Mar 31, 2022
• Mml Investors Services, LLC

  Fremont, CA · IA capacity
  Apr 21, 2020 → Nov 5, 2020
• Mml Investors Services, LLC

  Fremont, CA · BC capacity
  Apr 20, 2020 → Nov 5, 2020
• Bancwest Investment Services, Inc. (Bwis)

  Palo Alto, CA · IA capacity
  Apr 4, 2018 → Jan 22, 2020
• Bancwest Investment Services, Inc.

  Palo Alto, CA · BC capacity
  Apr 3, 2018 → Jan 22, 2020
• Td Ameritrade, Inc.

  E. Palo Alto, CA · IA capacity
  Mar 28, 2017 → Mar 28, 2018
• Td Ameritrade Investment Management, LLC

  E. Palo Alto, CA · IA capacity
  Mar 28, 2017 → Mar 28, 2018
• Td Ameritrade, Inc.

  E. Palo Alto, CA · BC capacity
  Mar 28, 2017 → Mar 28, 2018
• E*trade Capital Management, LLC

  Palo Alto, CA · IA capacity
  Jun 28, 2016 → Mar 22, 2017
• E*trade Securities LLC

  Palo Alto, CA · BC capacity
  Jun 28, 2016 → Mar 22, 2017
• Strategic Advisers, Inc.

  Mountain View, CA · IA capacity
  Apr 5, 2012 → Jun 13, 2016
• Fidelity Brokerage Services LLC

  Mountain View, CA · BC capacity
  Apr 3, 2012 → Jun 8, 2016
• New England Securities Corporation

  Northbrook, IL · IA capacity
  May 12, 2011 → Mar 21, 2012
• New England Securities

  Northbrook, IL · BC capacity
  Feb 17, 2011 → Mar 21, 2012

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.