Erich K Williams

CRD 5876458 · Fidelity Brokerage Services LLC · Nanuet, NY

IA RegisteredBroker

Also appears in the source record as: Erich Krishna Williams Sr.; Erich Williams Sr.; Erich Williams; Erich K Williams Sr.; Erich Krishna Williams

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (16): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Massachusetts · Michigan · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5876458 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
New Rochelle, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
New Rochelle, NY · BD capacity

Jul 12, 2023 → present
Fidelity Brokerage Services LLCCurrent
Nanuet, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 25, 2023 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 29, 2021 → Mar 31, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 28, 2021 → Mar 31, 2023
Morgan Stanley
BD capacity

Aug 9, 2017 → Jan 12, 2021
Morgan Stanley
IA capacity

Aug 9, 2017 → Jan 12, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 24, 2015 → Jul 12, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 24, 2015 → Jul 12, 2017
J.P. Morgan Securities LLC
BD capacity

Jun 18, 2014 → Dec 2, 2014
J.P. Morgan Securities LLC
IA capacity

Jun 18, 2014 → Dec 2, 2014
Morgan Stanley
IA capacity

May 30, 2013 → Jan 30, 2014
Morgan Stanley
BD capacity

Mar 11, 2013 → Jan 30, 2014

Source & corrections

Where this page comes from

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