Madelyn Haree Kim

CRD 5878413 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Haree Kim; Madelyn H Kim

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Seattle, WA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Seattle, WA · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Westlake, TX · BC capacity

Sep 19, 2018 → May 19, 2024
Td Ameritrade Investment Management, LLC
Seattle, WA · IA capacity

Sep 19, 2018 → Sep 7, 2023
Td Ameritrade, Inc.
Seattle, WA · IA capacity

Sep 19, 2018 → Oct 14, 2022
J.P. Morgan Securities LLC
La Jolla, CA · IA capacity

Feb 9, 2016 → Sep 12, 2018
J.P. Morgan Securities LLC
La Jolla, CA · BC capacity

Feb 9, 2016 → Sep 12, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Elk Grove, CA · IA capacity

Jan 17, 2014 → Jan 7, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Elk Grove, CA · BC capacity

Jan 17, 2014 → Jan 7, 2016
Edward Jones
Gold River, CA · IA capacity

Sep 6, 2011 → Dec 2, 2013
Edward Jones
Gold River, CA · BC capacity

May 26, 2011 → Dec 2, 2013

Source & corrections

Where this page comes from

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