Miguel O'hara

CRD 5884894 · Charles Schwab & Co., Inc. · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Miguel James O'hara; Miguel James Ohara

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (18): Arizona · California · Colorado · Hawaii · Illinois · Indiana · Louisiana · Massachusetts · Michigan · Missouri · Nevada · New York · Oregon · Pennsylvania · Texas · Utah · Washington · West Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Walnut Creek, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Walnut Creek, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Walnut Creek, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Corte Madera, CA · IA capacity

Nov 7, 2014 → Oct 23, 2020
J.P. Morgan Securities LLC
Corte Madera, CA · BC capacity

Nov 7, 2014 → Oct 23, 2020
Wells Fargo Advisors, LLC
San Francisco, CA · IA capacity

Jan 16, 2014 → Oct 28, 2014
Wells Fargo Advisors, LLC
San Francisco, CA · BC capacity

Jan 16, 2014 → Oct 28, 2014
Morgan Stanley
Oakland, CA · IA capacity

Aug 13, 2013 → Jan 13, 2014
Morgan Stanley
Oakland, CA · BC capacity

Aug 9, 2013 → Jan 13, 2014

Source & corrections

Where this page comes from

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