Mark Bassett

CRD 5899265 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Mark S Bassett; Mark Stephan Bassett; Markbassett Markbassett

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Cocoa, FL · IA capacity

Apr 22, 2026 → present
Fidelity Brokerage Services LLCCurrent
Cocoa, FL · BD capacity

Mar 5, 2026 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
BD capacity

Mar 7, 2024 → May 20, 2025
Wells Fargo Advisors
IA capacity

Mar 7, 2024 → May 20, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

May 19, 2022 → Jun 17, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 17, 2022 → Jun 17, 2022
Edward Jones
BD capacity

Jan 15, 2021 → Feb 23, 2022
Edward Jones
IA capacity

Jan 15, 2021 → Feb 23, 2022
Td Ameritrade, Inc.
BD capacity

Mar 9, 2017 → Jan 11, 2021
Td Ameritrade, Inc.
IA capacity

Mar 9, 2017 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
IA capacity

Mar 9, 2017 → Dec 31, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 17, 2012 → Feb 2, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 17, 2012 → Feb 2, 2017
Morgan Stanley Smith Barney LLC
IA capacity

Oct 4, 2011 → Feb 8, 2012
Morgan Stanley Smith Barney
BD capacity

Sep 5, 2011 → Feb 8, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5899265 ↗ FINRA BrokerCheck record for CRD 5899265 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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