Barclay Kung

CRD 5906615 · Fidelity Brokerage Services LLC · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Barclay Lifong Kung

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (14): Arizona · California · Colorado · Florida · Idaho · Illinois · Maryland · Nevada · New Mexico · New York · North Carolina · South Carolina · Texas · Washington
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Walnut Creek, CA · IA capacity

May 10, 2022 → Mar 31, 2025
E*trade Capital Management, LLC
San Francisco, CA · IA capacity

Dec 21, 2017 → Apr 27, 2022
E*trade Securities LLC
San Francisco, CA · BC capacity

Dec 21, 2017 → Apr 27, 2022
J.P. Morgan Securities LLC
Benicia, CA · IA capacity

Apr 28, 2016 → Dec 19, 2017
J.P. Morgan Securities LLC
Benicia, CA · BC capacity

Apr 28, 2016 → Dec 19, 2017
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
Concord, CA · IA capacity

Dec 2, 2014 → May 9, 2016
Bancwest Investment Services, Inc.
Concord, CA · BC capacity

Dec 2, 2014 → May 9, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · IA capacity

Nov 19, 2012 → Nov 28, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · BC capacity

Nov 19, 2012 → Nov 28, 2014
Hsbc Securities (USA) Inc.
San Francisco, CA · IA capacity

Aug 1, 2012 → Nov 12, 2012
Hsbc Securities (USA) Inc.
San Francisco, CA · BC capacity

Aug 1, 2012 → Nov 12, 2012
Waddell & Reed, Inc.
San Mateo, CA · IA capacity

Apr 2, 2012 → Jul 31, 2012
Waddell & Reed, Inc.
San Mateo, CA · BC capacity

Dec 22, 2011 → Jul 31, 2012

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5906615 ↗ FINRA BrokerCheck record for CRD 5906615 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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