Gaurav Batra
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- SIESeries 52Series 7Series 6Series 4Series 53Series 24Series 66Series 63
- Registered states (16)
- Arizona · Arkansas · Colorado · Idaho · Massachusetts · Minnesota · Missouri · Montana · Nebraska · North Dakota · Oklahoma · Oregon · South Dakota · Utah · Washington · Wyoming
- Years in the industry (source record)
- 12
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (11)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Next Financial Group, Inc.Houston, TX · IA capacityNov 23, 2015 → Nov 15, 2019
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Next Financial Group, Inc.Houston, TX · BC capacityNov 23, 2015 → Nov 15, 2019
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Valic Financial Advisors, Inc.Houston, TX · IA capacityDec 22, 2014 → Nov 25, 2015
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Valic Financial Advisors, Inc.Houston, TX · BC capacityDec 16, 2014 → Nov 25, 2015
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedSugar Land, TX · IA capacityJan 31, 2014 → Sep 3, 2014
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedSugar Land, TX · BC capacityNov 19, 2013 → Sep 3, 2014
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J.P. Morgan Securities LLCHouston, TX · BC capacityMar 4, 2013 → Oct 18, 2013
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.