Erica Sigholz

CRD 5913412 · J.P. Morgan Securities LLC · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Erica Ann Cruz; Erica A Cruz; Erica Cruz; Erica A Sigholz; Erica Ann Sigholz; Erica Sigholz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (7): Arizona · California · Idaho · Iowa · New York · North Carolina · Texas
Years in the industry (source record): 5
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Austin, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Austin, TX · BC capacity

start not retrieved → present
Wells Fargo Advisors
Austin, TX · IA capacity

Oct 28, 2022 → Apr 18, 2024
Wells Fargo Clearing Services, LLC
Austin, TX · BC capacity

Oct 28, 2022 → Apr 18, 2024
Edward Jones
Buda, TX · IA capacity

May 6, 2021 → Oct 31, 2022
Edward Jones
Buda, TX · BC capacity

Apr 9, 2021 → Oct 31, 2022

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5913412 ↗ FINRA BrokerCheck record for CRD 5913412 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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