Amy Gorno
Also appears in the source record as: Amy Nicole Gorno; Amy Nicole Knecht
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (52)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (10)
From the source registration record · current first
-
Mar 31, 2025 → present
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Oct 6, 2021 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityOct 20, 2021 → Mar 31, 2025
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Pnc Funds Distributor, LLCBD capacityFeb 19, 2015 → Nov 20, 2019
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Pnc Capital Advisors LLCIA capacityFeb 27, 2015 → Nov 18, 2019
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Pnc InvestmentsBD capacityAug 26, 2013 → Jan 27, 2015
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Pnc InvestmentsIA capacityAug 26, 2013 → Jan 27, 2015
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Morgan Stanley Smith Barney LLCIA capacityAug 8, 2011 → Jan 3, 2012
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Morgan Stanley Smith BarneyBD capacityJul 8, 2011 → Jan 3, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.