Anny Chien

CRD 5914740 · Charles Schwab & Co., Inc. · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Hui-Chen Chien

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (15): Arizona · California · Delaware · Hawaii · Massachusetts · Michigan · Missouri · Nevada · New York · Ohio · Oregon · Texas · Virgin Islands · Washington · Wyoming
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Irvine, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Irvine, CA · BC capacity

start not retrieved → present
Strategic Advisers LLC
Pasadena, CA · IA capacity

Mar 31, 2025 → Apr 15, 2025
Fidelity Brokerage Services LLC
Pasadena, CA · BC capacity

Jul 26, 2019 → Apr 15, 2025
Fidelity Personal And Workplace Advisors
Pasadena, CA · IA capacity

Jul 31, 2019 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Arcadia, CA · IA capacity

May 2, 2017 → Jul 3, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Arcadia, CA · BC capacity

May 2, 2017 → Jul 3, 2019
Morgan Stanley
Pasadena, CA · IA capacity

Oct 28, 2014 → Mar 23, 2017
Morgan Stanley
Pasadena, CA · BC capacity

Jun 23, 2014 → Mar 23, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5914740 ↗ FINRA BrokerCheck record for CRD 5914740 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.