Charles Murphy Paderick

CRD 5920951 · Captrust · Sanford, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (17): Alabama · California · Colorado · Delaware · Florida · Maine · Maryland · Massachusetts · Missouri · Nebraska · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (8)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Sanford, NC · BD capacity

Oct 18, 2023 → present
CaptrustCurrent
Sanford, NC · IA capacity

Oct 18, 2023 → present
Raymond James Financial Services Advisors, Inc
IA capacity

Oct 19, 2017 → Oct 23, 2023
Raymond James Financial Services, Inc.
BD capacity

Oct 18, 2017 → Oct 23, 2023
Wells Fargo Advisors Financial Network, LLC
IA capacity

Feb 1, 2016 → Oct 25, 2017
Wells Fargo Advisors Financial Network, LLC
BD capacity

Jan 8, 2016 → Oct 25, 2017
Capfinancial Securities, LLC.
BD capacity

Mar 14, 2014 → Oct 26, 2015
Mfs Fund Distributors, Inc.
BD capacity

May 27, 2011 → Feb 27, 2014

Source & corrections

Where this page comes from

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