Stacie K. Weber
Also appears in the source record as: Stacie K Hardisty; Stacie Kristal Hardisty; Stacie K Weber; Stacie Kristal Weber
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 63SIESeries 7Series 6
- Registered states (23)
- Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Louisiana · Maine · Maryland · Massachusetts · Nevada · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Vermont · Virginia · Washington · Wyoming
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
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Mar 31, 2025 → present
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Feb 20, 2019 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityFeb 26, 2019 → Mar 31, 2025
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J.P. Morgan Securities LLCIA capacityDec 9, 2016 → Jan 29, 2019
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J.P. Morgan Securities LLCBD capacityDec 8, 2016 → Jan 29, 2019
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E*trade Capital Management, LLCIA capacityAug 7, 2015 → Nov 30, 2016
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E*trade Securities LLCBD capacityAug 5, 2015 → Nov 30, 2016
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J.P. Morgan Securities LLCIA capacityJan 24, 2014 → Jul 14, 2015
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J.P. Morgan Securities LLCBD capacityOct 21, 2013 → Jul 14, 2015
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E*trade Securities LLCBD capacityDec 3, 2012 → Oct 7, 2013
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Janney Montgomery Scott LLCBD capacityJul 27, 2012 → Nov 20, 2012
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Cco Investment Services Corp.BD capacityOct 10, 2011 → Jul 31, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.