Jacob Rawlings

CRD 5947033 · Captrust · Alexandria, VA

IA RegisteredBroker

Also appears in the source record as: Jacob Robert Rawlings

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (1): Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Alexandria, VA · BD capacity

Dec 20, 2024 → present
CaptrustCurrent
Alexandria, VA · IA capacity

Dec 20, 2024 → present
Campbell Wealth Management, Inc.
IA capacity

Jul 24, 2018 → Mar 28, 2025
Madison Avenue Securities, LLC
BD capacity

Oct 2, 2018 → Dec 23, 2024
Lpl Financial LLC
BD capacity

May 15, 2018 → Oct 5, 2018
Capital One Investing, LLC
BD capacity

May 5, 2017 → Apr 23, 2018
Capital One Advisors, LLC
IA capacity

May 5, 2017 → Apr 23, 2018
Wells Fargo Clearing Services, LLC
BD capacity

Sep 12, 2014 → May 3, 2017
Wells Fargo Clearing Services, LLC
IA capacity

Sep 12, 2014 → May 3, 2017
Voya Financial Advisors, Inc.
IA capacity

Oct 6, 2011 → Sep 3, 2014
Ing Financial Partners, Inc.
BD capacity

Jul 28, 2011 → Sep 3, 2014

Source & corrections

Where this page comes from

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