James Phillip Wayne Carr

CRD 5952691 · Fidelity Brokerage Services LLC · Tulsa, OK

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 24SIESeries 7
Registered states (18): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Kansas · Missouri · Nevada · New Mexico · New York · Oklahoma · South Carolina · Texas · Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Tulsa, OK · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Mounds, OK · BD capacity

Jul 7, 2020 → present
Fidelity Brokerage Services LLCCurrent
Tulsa, OK · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 20, 2020 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 30, 2020 → Jun 12, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Apr 30, 2020 → Jun 12, 2020
Bok Financial Securities, Inc.
BD capacity

Aug 22, 2014 → Nov 21, 2019
Bok Financial Advisors
IA capacity

Aug 22, 2014 → Nov 21, 2019
Ameriprise Financial Services, Inc.
BD capacity

Apr 26, 2013 → Sep 5, 2014
Ameriprise Financial Services, Inc.
IA capacity

Apr 26, 2013 → Sep 5, 2014
H.D. Vest Advisory Services, Inc
IA capacity

Oct 14, 2011 → Apr 29, 2013
H.D. Vest Investment Services
BD capacity

Sep 7, 2011 → Apr 29, 2013

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5952691 ↗ FINRA BrokerCheck record for CRD 5952691 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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