John Rohrs

CRD 5957481 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Annapolis, MD

IA RegisteredBroker

Also appears in the source record as: John M Rohrs; John Rohrs; John Mark Rohrs

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 7Series 66
Registered states (10): Delaware · District Of Columbia · Florida · Maryland · New Jersey · New York · Pennsylvania · Texas · Virginia · West Virginia
Years in the industry (source record): 7
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Annapolis, MD · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Annapolis, MD · BC capacity

start not retrieved → present
T. Rowe Price Investment Services, Inc.
Baltimore, MD · BC capacity

Jun 21, 2012 → Oct 23, 2018
T. Rowe Price Advisory Services, Inc.
Owings Mills, MD · IA capacity

Feb 5, 2014 → Apr 28, 2017
Waddell & Reed, Inc.
Owings Mill, MD · IA capacity

Jan 24, 2012 → Feb 17, 2012
Waddell & Reed, Inc.
Owings Mill, MD · BC capacity

Oct 28, 2011 → Feb 17, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5957481 ↗ FINRA BrokerCheck record for CRD 5957481 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.