Kate Marie Turner

CRD 5978866 · Dimensional Fund Advisors LP · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Kate M Turner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 6TOSIESeries 7Series 6
Registered states (49): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Dimensional Fund Advisors LP
Firm CRD: 106482
SEC number: 801-16283
Assets under management: $1.0T as of Mar 24, 2026
Website: www.dimensional.com/us-en/individual ↗
Phone: 512-306-7400
Firm location: Austin, TX, 78746

Employment history (7)

From the source registration record · current first

Dimensional Fund Advisors LPCurrent
Austin, TX · IA capacity

Aug 29, 2025 → present
Dfa Securities LLCCurrent
Seattle, WA · BD capacity

Aug 29, 2025 → present
Capital Client Group, Inc.
IA capacity

Apr 28, 2017 → Jun 17, 2025
Capital Client Group, Inc.
BD capacity

Apr 20, 2017 → Jun 17, 2025
Aig Capital Services, Inc.
BD capacity

May 27, 2014 → Apr 10, 2017
Planmember Securities Corporation
IA capacity

Jun 12, 2013 → May 14, 2014
Planmember Securities Corporation
BD capacity

Nov 10, 2011 → May 14, 2014

Source & corrections

Where this page comes from

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