Janice F. Wong

CRD 5983839 · J.P. Morgan Securities LLC · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Fengying Pang; Janice Pang; Janice F Wong; Janice Fengying Wong; Janice Wong

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (17): Alabama · California · Connecticut · Florida · Illinois · Indiana · Massachusetts · Michigan · Minnesota · New Jersey · New York · Pennsylvania · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chicago, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
Valic Financial Advisors, Inc.
Chicago, IL · IA capacity

Mar 13, 2014 → Mar 12, 2015
Valic Financial Advisors, Inc.
Chicago, IL · BC capacity

Mar 13, 2014 → Mar 12, 2015
Wells Fargo Advisors, LLC
Peoria, IL · IA capacity

Jan 2, 2013 → Mar 10, 2014
Wells Fargo Advisors, LLC
Peoria, IL · BC capacity

Jan 2, 2013 → Mar 10, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Peoria, IL · IA capacity

Mar 30, 2012 → Dec 14, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Peoria, IL · BC capacity

Mar 29, 2012 → Dec 14, 2012
Morgan Stanley Smith Barney
Peoria, IL · BC capacity

Dec 2, 2011 → Feb 6, 2012

Source & corrections

Where this page comes from

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