Daniel Dale Sponseller

CRD 5986924 · J.P. Morgan Securities LLC · Oceanside, CA

IA RegisteredBroker

Also appears in the source record as: Dan Sponseller; Daniel D Sponseller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (5): California · Florida · Texas · Washington · Wisconsin
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Oceanside, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Oceanside, CA · BC capacity

start not retrieved → present
Edward Jones
Vista, CA · IA capacity

Jun 21, 2013 → Jan 16, 2014
Edward Jones
Vista, CA · BC capacity

Jun 10, 2013 → Jan 16, 2014
National Planning Corporation
Carlsbad, CA · BC capacity

Oct 12, 2012 → Feb 28, 2013
Chase Investment Services Corp.
Carlsbad, CA · BC capacity

Nov 7, 2011 → Oct 1, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5986924 ↗ FINRA BrokerCheck record for CRD 5986924 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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