Erika Anne Estanislao Dizon

CRD 5990831 · Fidelity Brokerage Services LLC · Thousand Oaks, CA

IA RegisteredBroker

Also appears in the source record as: Erika Anne E Dizon; Erika Anne Dizon; Erikaanne E Dizon; Erika E Dizon; Erika Dizon; Erika Anne E. Dizon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (2): California · Tennessee
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Woodland Hills, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Thousand Oaks, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Thousand Oaks, CA · IA capacity

Apr 19, 2023 → Mar 31, 2025
J.P. Morgan Securities LLC
Reseda, CA · IA capacity

Oct 6, 2022 → Mar 22, 2023
J.P. Morgan Securities LLC
Reseda, CA · BC capacity

Oct 6, 2022 → Mar 22, 2023
Charles Schwab & Co., Inc.
Woodland Hills, CA · IA capacity

May 9, 2019 → Nov 7, 2022
Charles Schwab & Co., Inc.
Woodland Hills, CA · BC capacity

May 9, 2019 → Nov 7, 2022
Thrivent Investment Management Inc.
Glendale, CA · IA capacity

Nov 29, 2017 → Apr 22, 2019
Thrivent Investment Management Inc.
Glendale, CA · BC capacity

Nov 28, 2017 → Apr 22, 2019
Nylife Securities LLC
Glendale, CA · BC capacity

Aug 4, 2017 → Sep 11, 2017

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5990831 ↗ FINRA BrokerCheck record for CRD 5990831 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.