James Russell Stanley

CRD 600018 · Wells Fargo Advisors · Westport, CT

IA RegisteredBroker

Also appears in the source record as: Russell Stanley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 3Series 7Series 000Series 1Series 24Series 65Series 63
Registered states (6): Connecticut · Delaware · Michigan · Missouri · New York · Washington
Years in the industry (source record): 48
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (24)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Westport, CT · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Westport, CT · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Westport, CT · IA capacity

Oct 1, 2012 → Dec 15, 2015
J.P. Morgan Securities LLC
Westport, CT · BC capacity

Oct 1, 2012 → Dec 15, 2015
Chase Investment Services Corp.
Westport, CT · IA capacity

Mar 6, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Westport, CT · BC capacity

Mar 6, 2012 → Oct 1, 2012
Citigroup Global Markets Inc.
Darien, CT · IA capacity

Jan 31, 2006 → Mar 30, 2012
Citigroup Global Markets Inc.
Darien, CT · BC capacity

Jan 6, 2006 → Mar 30, 2012
Stone & Youngberg LLC
New York, NY · BC capacity

Apr 19, 2004 → Dec 12, 2005
Banc One Capital Markets, Inc.
Chicago, IL · BC capacity

Sep 19, 2002 → Apr 16, 2004
Education Securities, Inc.
Reston, VA · BC capacity

Apr 21, 1999 → Aug 15, 1999
Mcdonald Investments Inc.
Cleveland, OH · BC capacity

Nov 9, 1998 → Dec 10, 1998
Key Capital Markets, Inc.
Cleveland, OH · BC capacity

Jul 29, 1997 → Nov 9, 1998
Reinoso & Company, Incorporated
New York, NY · BC capacity

Mar 22, 1996 → May 1, 1997
Chemical Securities, Inc.
New York, NY · BC capacity

Jan 23, 1995 → Feb 12, 1996
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jan 28, 1995 → Mar 24, 1995
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Jul 9, 1991 → Jan 28, 1995
M. R. Beal & Company
New York, NY · BC capacity

Sep 1, 1989 → Jul 5, 1991
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jul 20, 1987 → Sep 1, 1989
E. F. Hutton & Company Inc
BC capacity

Jun 21, 1982 → Jul 11, 1987
A. G. Becker Incorporated
BC capacity

Oct 15, 1979 → May 19, 1982
Prescott, Ball & Turben
BC capacity

May 15, 1979 → Oct 24, 1979
A. G. Becker Municipal Securities Incorporated
BC capacity

Dec 24, 1974 → Mar 26, 1976
A G Becker & Co Incorporated
BC capacity

Jun 3, 1974 → Oct 22, 1975

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 600018 ↗ FINRA BrokerCheck record for CRD 600018 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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