Philip Bona Kelton

CRD 6014853 · Captrust · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Philip Bona Kelton Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 6
Registered states (1): Texas
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6014853 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (6)

From the source registration record · current first

CaptrustCurrent
Dallas, TX · IA capacity

Apr 10, 2025 → present
Capfinancial Securities, LLC.Current
Dallas, TX · BD capacity

Nov 6, 2023 → present
Apex Clearing Corporation
BD capacity

Jul 27, 2021 → Nov 7, 2023
J.P. Morgan Securities LLC
IA capacity

Feb 15, 2019 → Nov 17, 2020
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Nov 17, 2020
Chase Investment Services Corp.
BD capacity

Feb 13, 2012 → Oct 1, 2012

Source & corrections

Where this page comes from

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