Gabriel Yeotzin Gutierrez Rodriguez
Also appears in the source record as: Gabriel Y Gutierrez; Gabriel Yeotzin Gutierrez; Gabriel Gutierrez; Gabriel Y Gutierrez Rodriguez; Gabriel Yeotzin Guiterrez Rodriguez; Gabriel Rodriguez
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 7Series 6
- Registered states (10)
- California · Colorado · Maine · Missouri · Nevada · Oregon · Tennessee · Texas · Utah · Washington
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (9)
From the source registration record · current first
-
Mar 31, 2025 → present
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May 3, 2023 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityMay 11, 2023 → Mar 31, 2025
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Morgan StanleyBD capacityMar 14, 2023 → May 2, 2023
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E*trade Capital Management, LLCIA capacityFeb 21, 2020 → May 2, 2023
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E*trade Securities LLCBD capacityDec 18, 2019 → May 2, 2023
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Wells Fargo Clearing Services, LLCBD capacityJun 21, 2018 → Jan 2, 2020
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J.P. Morgan Securities LLCBD capacityDec 20, 2013 → Mar 8, 2018
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.