Kemon Decorey Neal

CRD 6020260 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Kemon D Neal; Kemon Neal

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6020260 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Beaumont, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Westlake, TX · IA capacity

Sep 10, 2020 → Mar 31, 2025
Td Ameritrade, Inc.
Frisco, TX · IA capacity

Feb 19, 2019 → Oct 3, 2019
Td Ameritrade Investment Management, LLC
Frisco, TX · IA capacity

Feb 19, 2019 → Oct 3, 2019
Td Ameritrade, Inc.
Frisco, TX · BC capacity

Feb 15, 2019 → Oct 3, 2019
E*trade Capital Management, LLC
Dallas, TX · IA capacity

Feb 21, 2018 → Jan 17, 2019
E*trade Securities LLC
Dallas, TX · BC capacity

Feb 21, 2018 → Jan 17, 2019
Capital One Advisors, LLC
Plano, TX · IA capacity

Dec 20, 2016 → Feb 13, 2018
Capital One Investing, LLC
Plano, TX · BC capacity

Dec 20, 2016 → Feb 13, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Irving, TX · IA capacity

Sep 27, 2013 → Jan 6, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Irving, TX · BC capacity

Sep 27, 2013 → Jan 6, 2017
Morgan Stanley
Beaumont, TX · IA capacity

Apr 6, 2012 → Sep 16, 2013
Morgan Stanley
Beaumont, TX · BC capacity

Mar 8, 2012 → Sep 16, 2013

Source & corrections

Where this page comes from

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