Michael Steven Moen

CRD 602529 · Wells Fargo Advisors · Sanibel, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 5Series 7Series 1Series 10Series 9Series 8Series 66Series 65Series 63
Registered states (24): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Illinois · Indiana · Iowa · Kansas · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Oregon · South Dakota · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 52
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 602529 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (5)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Sanibel, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Sanibel, FL · BC capacity

start not retrieved → present
Lehman Brothers Inc.
New York, NY · BC capacity

May 9, 1988 → Dec 21, 1990
Painewebber Incorporated
BC capacity

Dec 19, 1983 → May 28, 1988
First Mid-America Inc.
BC capacity

May 29, 1974 → Dec 19, 1983

Source & corrections

Where this page comes from

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