George Kugman

CRD 6033627 · Fidelity Brokerage Services LLC · Dublin, CA

IA RegisteredBroker

Also appears in the source record as: George George Kugman; Yaniv George Kugman; Yaniv Kugman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 6TOSIESeries 7Series 6
Registered states (7): Arizona · California · Massachusetts · Nevada · Oregon · Texas · Washington
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Dublin, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Dublin, CA · BD capacity

Mar 13, 2023 → present
Fidelity Brokerage Services LLCCurrent
Dublin, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 15, 2023 → Mar 31, 2025
Charles Schwab & Co., Inc.
BD capacity

Jan 26, 2022 → Oct 5, 2022
Charles Schwab & Co., Inc.
IA capacity

Jan 26, 2022 → Oct 5, 2022
Td Ameritrade, Inc.
BD capacity

Jan 15, 2020 → Oct 5, 2022
Td Ameritrade, Inc.
IA capacity

Jan 15, 2020 → Oct 5, 2022
Td Ameritrade Investment Management, LLC
IA capacity

Jan 15, 2020 → Oct 5, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Dec 6, 2017 → Dec 10, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 1, 2017 → Dec 10, 2019
Wells Fargo Clearing Services, LLC
BD capacity

Feb 20, 2013 → May 16, 2017
Wells Fargo Advisors, LLC
BD capacity

Apr 9, 2012 → Jan 11, 2013

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6033627 ↗ FINRA BrokerCheck record for CRD 6033627 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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