Kenneth J Koch

CRD 6042822 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Hingham, MA

IA RegisteredBroker

Also appears in the source record as: Kenneth J Koch Jr; Kenneth Koch Jr; Kenneth Koch

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (12): California · Connecticut · Florida · Maine · Massachusetts · Nevada · New Hampshire · New Jersey · New York · Rhode Island · Texas · Vermont
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hingham, MA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hingham, MA · BC capacity

start not retrieved → present
E*trade Capital Management, LLC
Boston, MA · IA capacity

Aug 11, 2020 → Aug 26, 2022
E*trade Securities LLC
Boston, MA · BC capacity

Aug 4, 2020 → Aug 26, 2022
Mml Investors Services, LLC
Quincy, MA · BC capacity

Sep 23, 2019 → Jul 27, 2020
Morgan Stanley
Boston, MA · IA capacity

Feb 24, 2016 → Aug 30, 2019
Morgan Stanley
Boston, MA · BC capacity

Feb 1, 2016 → Aug 30, 2019
Northwestern Mutual Investment Services, LLC
Boston, MA · BC capacity

Feb 22, 2014 → Jan 6, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6042822 ↗ FINRA BrokerCheck record for CRD 6042822 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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