Sean Thomas Roberts

CRD 6047091 · Fidelity Brokerage Services LLC · Sugar Land, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (22): Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Idaho · Indiana · Kansas · Louisiana · Maine · Maryland · Michigan · Mississippi · Nevada · Pennsylvania · Tennessee · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Sugar Land, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Sugar Land, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Sugar Land, TX · IA capacity

May 13, 2019 → Mar 31, 2025
Ae Wealth Management, LLC
Sugar Land, TX · IA capacity

Jan 25, 2019 → Apr 25, 2019
Lpl Financial LLC
Crossett, AR · IA capacity

Feb 14, 2018 → Jan 24, 2019
Lpl Financial LLC
Crossett, AR · BC capacity

Feb 14, 2018 → Jan 24, 2019
Invest Financial Corporation
Crossett, AR · IA capacity

Sep 11, 2015 → Feb 14, 2018
Invest Financial Corporation
Crossett, AR · BC capacity

Sep 11, 2015 → Feb 14, 2018
Edward Jones
Crossett, AR · IA capacity

Apr 4, 2013 → Sep 15, 2015
Edward Jones
Crossett, AR · BC capacity

Apr 4, 2013 → Sep 15, 2015
Securian Financial Services, Inc.
Houston, TX · IA capacity

Sep 24, 2012 → Jan 4, 2013
Securian Financial Services, Inc.
Houston, TX · BC capacity

Aug 3, 2012 → Jan 4, 2013

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6047091 ↗ FINRA BrokerCheck record for CRD 6047091 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.