Luis Cristobal Lemus

CRD 6061645 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Luis De La Parra; Luis Cristobal Lemus De La Parra

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 3Series 7Series 66Series 63Series 65
Registered states (1): Texas
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · BC capacity

start not retrieved → present
Resolute Investment Distributors, Inc.
Irving`, TX · BC capacity

Apr 14, 2020 → Jul 8, 2022
Goldman Sachs & Co. LLC
Dallas, TX · BC capacity

Aug 3, 2018 → Apr 22, 2020
Lord Abbett Distributor LLC
Jersey City, NJ · BC capacity

Dec 19, 2017 → Jul 10, 2018
Foreside Fund Services, LLC
Portland, ME · BC capacity

Apr 20, 2017 → Dec 5, 2017
Highland Capital Funds Distributor, Inc.
Dallas, TX · BC capacity

Aug 24, 2016 → Apr 6, 2017
Nexbank Securities Inc
Dallas, TX · BC capacity

Jul 22, 2013 → Dec 31, 2013
Avondale Investment Management LLC
Dallas, TX · IA capacity

Jan 4, 2013 → Jul 1, 2013
Avondale Wealth Management LLC
Austin, TX · IA capacity

May 7, 2012 → Jan 5, 2013

Source & corrections

Where this page comes from

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