Dixin Zheng

CRD 6067345 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Palo Alto, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (2): California · Texas
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6067345 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palo Alto, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palo Alto, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
Sunnyvale, CA · IA capacity

Jun 2, 2023 → Mar 26, 2024
Wells Fargo Clearing Services, LLC
Sunnyvale, CA · BC capacity

Jun 1, 2023 → Mar 26, 2024
Citigroup Global Markets Inc.
Newark, CA · IA capacity

Dec 10, 2019 → Jun 9, 2023
Citigroup Global Markets Inc.
Newark, CA · BC capacity

Dec 9, 2019 → Jun 9, 2023
Fidelity Personal And Workplace Advisors
Boston, MA · IA capacity

Jul 13, 2018 → Dec 9, 2019
Fidelity Brokerage Services LLC
Sunnyvale, CA · BC capacity

Jun 5, 2017 → Dec 9, 2019
Strategic Advisers LLC
Sunnyvale, CA · IA capacity

Jun 19, 2017 → Jul 13, 2018
Charles Schwab & Co., Inc.
Cupertino, CA · BC capacity

Mar 5, 2015 → Apr 7, 2016
Charles Schwab & Co., Inc.
Cupertino, CA · IA capacity

Feb 25, 2015 → Apr 7, 2016
Morgan Stanley
San Jose, CA · IA capacity

Aug 6, 2012 → Apr 25, 2013
Morgan Stanley
San Jose, CA · BC capacity

Jul 6, 2012 → Apr 25, 2013

Source & corrections

Where this page comes from

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