Pearson Edward Davis

CRD 6072657 · Charles Schwab & Co., Inc. · Chandler, AZ

IA RegisteredBroker

Also appears in the source record as: Pearson E Davis; Pearson Davis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (25): Alaska · Arizona · Arkansas · California · Colorado · Florida · Hawaii · Idaho · Illinois · Kansas · Louisiana · Maryland · Missouri · Nevada · New Mexico · North Carolina · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chandler, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chandler, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chandler, AZ · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLC
Scottsdale, AZ · IA capacity

Nov 9, 2020 → Jan 11, 2021
Wells Fargo Advisors Financial Network, LLC
Scottsdale, AZ · BC capacity

Oct 22, 2020 → Jan 11, 2021
Griffin Capital Securities, LLC
Phoenix, AZ · BC capacity

Aug 18, 2015 → Oct 18, 2017
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Jul 25, 2013 → Aug 21, 2015
Independent Financial Group, LLC
Mesa, AZ · BC capacity

Jul 6, 2012 → Jul 8, 2013

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6072657 ↗ FINRA BrokerCheck record for CRD 6072657 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.