Thomas Scott Peel

CRD 6085916 · Charles Schwab & Co., Inc. · Plano, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (31): Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Tampa, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Plano, TX · BC capacity

start not retrieved → present
Morgan Stanley
Temple Terrace, FL · BC capacity

Jan 11, 2023 → Apr 26, 2023
E*trade Capital Management, LLC
Temple Terrace, FL · IA capacity

Jul 2, 2019 → Apr 26, 2023
E*trade Securities LLC
Temple Terrace, FL · BC capacity

Jun 26, 2019 → Apr 26, 2023
Fidelity Personal And Workplace Advisors
Tampa, FL · IA capacity

Jul 13, 2018 → Jun 12, 2019
Fidelity Brokerage Services LLC
Tampa, FL · BC capacity

Sep 3, 2012 → Jun 11, 2019
Strategic Advisers LLC
Tampa, FL · IA capacity

Jul 23, 2013 → Jul 13, 2018

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.