Alexandra Ingrid La Force

CRD 6087306 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Alexandra I Duplessis; Alexandra Ingrid Duplessis; Alexandra La Force; Alexandra I La Force

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (38): Alabama · Alaska · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Louisiana · Maryland · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (5)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · BC capacity

start not retrieved → present
Morgan Stanley
Atlanta, GA · IA capacity

May 29, 2019 → Sep 16, 2022
Morgan Stanley
Atlanta, GA · BC capacity

May 28, 2019 → Sep 16, 2022
Metlife Securities Inc.
New York, NY · BC capacity

Aug 28, 2015 → Jan 12, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 6087306 ↗ FINRA BrokerCheck record for CRD 6087306 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.