Gregory Michael Starkey

CRD 6092069 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Gregory M Starkey; Michael Gregory Starkey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (1): California
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 6092069 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Carlsbad, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Carlsbad, CA · IA capacity

start not retrieved → present
Pfs Investments Inc.
Carlsbad, CA · BC capacity

Aug 30, 2022 → Feb 14, 2023
Td Ameritrade, Inc.
San Diego, CA · IA capacity

Feb 16, 2018 → Oct 7, 2021
Td Ameritrade Investment Management, LLC
San Diege, CA · IA capacity

Feb 16, 2018 → Oct 7, 2021
Td Ameritrade, Inc.
San Diego, CA · BC capacity

Feb 16, 2018 → Oct 7, 2021
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jan 27, 2017 → Feb 15, 2018
Scottrade, Inc.
La Jolla, CA · BC capacity

Jun 15, 2016 → Feb 15, 2018
Waddell & Reed
Scottsdale, AZ · IA capacity

Sep 3, 2015 → Jun 15, 2016
Waddell & Reed
Scottsdale, AZ · BC capacity

Jul 1, 2015 → Jun 15, 2016

Source & corrections

Where this page comes from

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