Winston Taylor

CRD 6097205 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Winston Deburgh Taylor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (1): Texas
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Empower Advisory Group, LLC
Arlington, TX · IA capacity

Mar 25, 2024 → May 27, 2025
Empower Financial Services, Inc.
Arlington, TX · BC capacity

Mar 12, 2024 → May 27, 2025
Robinhood Financial, LLC
Westlake, TX · BC capacity

Jul 20, 2021 → Jun 30, 2023
Td Ameritrade, Inc.
Arlington, TX · IA capacity

Jul 11, 2013 → Jul 7, 2021
Td Ameritrade Investment Management, LLC
Arlington, TX · IA capacity

Jul 11, 2013 → Jul 7, 2021
Td Ameritrade, Inc.
Southlake, TX · BC capacity

Aug 20, 2012 → Jul 7, 2021

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 6097205 ↗ FINRA BrokerCheck record for CRD 6097205 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.